Justice McCAFFERY.
In this appeal, the question presented is whether the Surface Mining Conservation and Reclamation Act
The zoning ordinance at issue, which was enacted by Adams Township in Cambria County after the effective date of the Surface Mining Act, permits mining activities in a district known as the Conservancy (S) District only by special exception. Adams Township Zoning Ordinance § 1413. In addition, the zoning ordinance requires "[a]ll mining, excavating, and blasting activities" in the Conservancy (S) District to maintain a setback of at least 1,000 feet from all residential structures. Id. § 1413.5(a).
Hoffman Mining Company, Inc. (hereinafter "Hoffman Mining") sought to engage in surface coal mining on a 182.1-acre tract of land within the Adams Township Conservancy (S) District adjacent to the Village of Mine 42.
52 P.S. § 1396.17a (footnote incorporated into text).
The Zoning Board held public hearings on December 15, 2006, and January 11, 2007, at which time extensive testimony was received from Village residents who lived adjacent or in close proximity to the proposed mining site. The Zoning Board found credible the residents' testimony regarding the following hazards of the proposed mining: debris and dust descending into the Village, due to the steep elevation of the proposed mining site; danger to children from open holding ponds 12-14 feet deep, adjacent to areas where they play; the residents' health-related issues, including asthma and other respiratory problems.
On February 1, 2007, the Zoning Board granted Hoffman Mining's request for a special exception to permit mining on the tract, subject to the condition that any holding pond must be surrounded by a five-foot fence. However, based on the Zoning Board's finding of "substantial health, safety and welfare issues," the Zoning Board denied Hoffman Mining's request for a variance from the zoning ordinance's 1,000 foot residential setback provision.
Hoffman Mining appealed the Zoning Board's decision to the Court of Common Pleas of Cambria County. The trial court
Hoffman Mining then appealed to the Commonwealth Court, which also affirmed. The Commonwealth Court held that the "challenged [residential setback] provision of the Zoning Ordinance is a quintessential land use control logically connected to land use planning and is, therefore, not preempted by [the Surface Mining Act's preemption clause]." Hoffman Mining Company, Inc. v. Zoning Hearing Board of Adams Township, 958 A.2d 602, 611 (Pa.Cmwlth.2008).
Hoffman Mining sought review in this Court, which we granted on the following issue, as formulated by Hoffman Mining:
Hoffman Mining Co., Inc. v. Zoning Hearing Board of Adams Township, 603 Pa. 68, 981 A.2d 1284 (2009).
Thus, the issue before us is whether the zoning ordinance's provision requiring all mining, excavating, and blasting activities to maintain a 1,000 foot setback from residential structures is preempted by the Surface Mining Act, which bars surface mining operations within 300 feet of an occupied dwelling. Resolving this question involves statutory interpretation, a question of law, for which our standard of review is de novo, and our scope is plenary. Holt's Cigar Company, Inc. v. City of Philadelphia, 608 Pa. 146, 10 A.3d 902, 906 (2011); Nutter v. Dougherty, 595 Pa. 340, 938 A.2d 401, 412 n. 20 (2007). We have recently summarized the relevant principles of statutory interpretation as follows:
E.D.B. v. Clair, 605 Pa. 73, 987 A.2d 681, 684 (2009) (internal citations omitted).
We turn next to the law of preemption, recognizing that, even in areas over which municipalities have been granted power to act, the state may bar local governing bodies from legislating in a particular field. Huntley, 964 A.2d at 862 (citing United Tavern Owners of Philadelphia v. School District of Philadelphia, 441 Pa. 274, 272 A.2d 868, 870 (1971)). However, the mere fact that the General Assembly has enacted legislation in a field does not lead to the presumption that the state has precluded all local enactments in that field; rather, the General Assembly must clearly evidence its intent to preempt. Council of Middletown Township v. Benham, 514 Pa. 176, 523 A.2d 311, 313 (1987); see Mars Emergency Medical Services, Inc. v. Township of Adams, 559 Pa. 309, 740 A.2d 193, 196 (1999) ("[A]bsent a clear statement of legislative intent to preempt, state legislation will not generally preempt local legislation on the same issue."). Such clarity is mandated because of the severity of the consequences of a determination of preemption: "If the General Assembly has preempted a field, the state has retained all regulatory and legislative power for itself and no local legislation in that area is permitted." Hydropress Environmental Services, Inc. v. Township of Upper Mount Bethel, 575 Pa. 479, 836 A.2d 912, 918 (2003) (Opinion Announcing the Judgment of the Court) (quoting Benham, supra at 313). This Court has determined that the General Assembly has evidenced a clear intent to totally preempt local regulation in only three areas: alcoholic beverages, anthracite strip mining, and banking. See Hydropress Environmental Services, supra at 918; Mars Emergency, supra at 195.
There are three generally recognized types of preemption: (1) express or explicit preemption, where the statute includes a preemption clause, the language of which specifically bars local authorities from acting on a particular subject matter;
Conflict preemption is a formalization of the self-evident principle that "a municipal ordinance cannot be sustained to the extent that it is contradictory to, or inconsistent with, a state statute." Mars Emergency, supra at 195 (quoting Western Pennsylvania Restaurant Association v. City of Pittsburgh, 366 Pa. 374, 77 A.2d 616, 620 (1951)). Conflict preemption is applicable when the conflict between a local ordinance and a state statute is irreconcilable, i.e., when simultaneous compliance with both the local ordinance and the state statute is impossible. See Council 13, Am. Fed'n of State, County & Mun. Employees v. Rendell, 604 Pa. 352, 986 A.2d 63, 81-82 (2009) (holding that an irreconcilable conflict existed between a federal law and a section of the Pennsylvania Constitution because the former required the timely payment of wages to state employees, but the latter barred the expenditure of monies from the state treasury during a budget impasse when no appropriations bill had been passed); City Council of the City of Bethlehem v. Marcincin, 512 Pa. 1, 515 A.2d 1320, 1323, 1326 (1986) (concluding that an ordinance limiting a mayor to two consecutive terms was not irreconcilable with a statute providing that a mayor shall be eligible for reelection); Fross v. County of Allegheny, 20 A.3d 1193, 1203 n. 12 (Pa.2011). In addition, under the doctrine of conflict preemption, a local ordinance will be invalidated if it stands "as an obstacle to the execution of the full purposes and objectives" of a statutory enactment of the General Assembly. Id. at 1203-1207 (concluding that a local ordinance severely restricting where convicted sex offenders could reside was an impediment to the objectives of the General Assembly as expressed in the Sentencing and Parole Codes, which set forth a policy of rehabilitation, reintegration, and diversion from prison of appropriate offenders, based on individually tailored assessments); Holt's Cigar, supra at 913 (concluding that a Philadelphia ordinance that banned the sale of certain items having both a legitimate use and a drug-related use interfered with an implied objective of the Controlled Substance, Drug, Device and Cosmetic Act to protect merchants who sell dual-use items for legitimate purposes).
Finally, with regard to conflict preemption, we reiterate this Court's prior statements as to the proper standard for invalidation of local ordinances, and also as to the potential coexistence of local enactments that supplement the statutory scheme or goals. "Where an ordinance conflicts with a statute, the will of the municipality as expressed through an ordinance will be respected unless the conflict between the statute and the ordinance is irreconcilable." Marcincin, 515 A.2d at 1326. We will refrain from holding that a local ordinance is invalid based on conflict preemption "unless there is such actual, material conflict between the state and local powers that only by striking down the local power can the power of the wider constituency be protected." United Tavern
These principles have been applied in several cases with relevance to the instant appeal. Nearly three decades ago, this Court interpreted the express preemption clause of the Surface Mining Act in the context of a fact pattern similar but not identical to the instant case. See Miller & Son Paving, Inc. v. Wrightstown Township, 499 Pa. 80, 451 A.2d 1002 (1982). In Miller, this Court considered whether a local zoning ordinance that imposed setback requirements on quarries was superseded or preempted by the Surface Mining Act. The date of the zoning ordinance challenged in Miller was important: it had been enacted in 1971,
Miller, supra at 1005 (quoting 52 P.S. § 1396.17 (repealed)).
In Miller, we considered the two sentences of this preemption clause in turn. First, we determined that the General Assembly's use of the word "superseded" in the first sentence "reflect[ed] a legislative intent to displace all local regulations related to surface mining which were in existence as of the effective date of the Act [], except for zoning ordinances." Id. We concluded that the challenged ordinance was preserved from supersession by the express language of this sentence, because the challenged ordinance was a zoning ordinance and thus was expressly excepted. Next, we considered the second sentence of Section 1396.17, and concluded that this sentence revealed the General Assembly's intent to preempt future local enactments purporting to regulate surface mining operations. Id. Thus, this sentence was not relevant to the challenged ordinance because it had been enacted prior to the Surface Mining Act. We further concluded in Miller that "it is clear that the Legislature could not have intended in 1971 to displace all existing and future local regulation of surface mining." Id. Accordingly, we held in Miller that zoning ordinances enacted prior to the effective date of the
It is important to emphasize that in Miller, we were not presented with, we did not consider, and we did not rule on the validity of zoning ordinances that were enacted after the effective date of the Surface Mining Act.
More recently, in Huntley, 964 A.2d at 855, this Court interpreted the preemption clause of the Oil and Gas Act,
The preemption clause of the Oil and Gas Act reads as follows:
58 P.S. § 601.602 (emphases added) (The underlined sentence was added by 1992 amendment.).
The first and third sentences of Section 602 are very similar to the preemption clause of the Surface Mining Act. However, as we have previously recognized, the permissibility of MPC-enabled local regulation of oil and gas wells was "substantially curtailed" by the 1992 addition of the second sentence to Section 602. Huntley, supra at 863-64 n. 8. Our analysis in Huntley focused on this second sentence. Even given this additional, specifically restrictive sentence, we held that the challenged zoning ordinance was not preempted by Section 602 because the preemptive language of that Section pertained specifically to features of well operations and the Oil and Gas Act's stated purpose, neither of which the challenged ordinance addressed. Id. at 863-66. First, we concluded that the placement of a natural gas well at a particular location was not a feature of its operation regulated by the Oil and Gas Act. Huntley, supra at 863-64. "Section 602's reference to `features of oil and gas well operations regulated by this
Id. at 866 (quoting 53 P.S. § 10603(a)).
Thus, the Oil and Gas Act's "preemptive scope is not total in the sense that it does not prohibit municipalities from enacting traditional zoning regulations that identify which uses are permitted in different areas of the locality, even if such regulations preclude oil and gas drilling in certain zones." Range Resources-Appalachia, LLC v. Salem Township, 600 Pa. 231, 964 A.2d 869, 872 (2009) (discussing Huntley's holding in a companion case).
Two cases from the Commonwealth Court, both of which consider preemption under the Noncoal Surface Mining Conservation and Reclamation Act (hereinafter the "Noncoal Mining Act"),
52 P.S. § 3316 (footnote incorporated into text); compare with 52 P.S. § 1396.17a.
In Warner Company, a quarry challenged the validity of a zoning ordinance that established quarrying districts in the township and included setbacks for a quarry, specifically providing that no mining or excavation shall be permitted within 300 feet of, inter alia, any right-of-way of any public street, cemetery, stream or other natural body of water. The quarry argued
In Delaware Valley Concrete, the ordinance at issue was a "Blasting Ordinance," which regulated the detonation of all explosives, prohibited blasting without obtaining a permit, and established setbacks of 2,000 feet from all national historic landmarks and 300 feet from any inhabited building. When Tinicum Township sought to enjoin Delaware Valley Concrete from blasting in a quarry, the trial court granted a preliminary injunction. Delaware Valley Concrete appealed to the Commonwealth Court, arguing, inter alia, that the Blasting Ordinance was preempted by the Noncoal Mining Act. The Commonwealth Court emphasized that the Blasting Ordinance was a "stand-alone ordinance that is not part of a zoning code or subdivision regulation, and all of its provisions go to when, where and how blasting can occur rather than what, where and how a particular land use will be permitted." Id. at 764. With regard specifically to the ordinance's setback provisions, the Commonwealth Court emphasized that only blasting, not mining altogether, was prohibited, and thus the ordinance was attempting to regulate the manner in which the extraction of minerals could take place, not the location. Accordingly, concluding that blasting is a surface mining activity, the Commonwealth Court held that the Blasting Ordinance was preempted by the Noncoal Mining Act.
Although the four cases discussed above involve distinct factual circumstances and are controlled by three different statutes, they each make a distinction between the regulation of the technical activities of mining/drilling and the traditional regulation of land use through zoning ordinances. This distinction is highly relevant to the instant appeal, to which we now turn.
The precise wording of the Surface Mining Act's preemption clause is as follows:
52 P.S. § 1396.17a (footnote omitted).
As discussed above, we have previously held, based on the General Assembly's choice of the word "superseded," that the first sentence of this preemption clause applies to local enactments already in existence at the time the Surface Mining Act took effect. See discussion of Miller in text supra. There is no dispute that the Zoning Ordinance challenged here was enacted
However, pursuant to the second sentence of the Surface Mining Act's preemption clause, the Commonwealth "
52 P.S. § 1396.3 ("Definitions").
We conclude that the intent of the General Assembly in Section 1396.17a was to
Notably missing from the Surface Mining Act's definition of "surface mining activities" is any mention whatsoever of either the location of surface mining or traditional land use regulation. Not only the Commonwealth Court, but also this Court, has recognized that questions regarding mining or drilling operations are distinct from questions regarding the proper location for such operations. See Huntley, 964 A.2d at 863-66; Delaware Valley Concrete, 812 A.2d at 763-64; Warner Company, 612 A.2d at 581-82. As discussed above, in Huntley, supra at 857, 866, this Court held that the Oil and Gas Act did not preempt a local zoning ordinance that permitted drilling for natural gas in a residential district only as a conditional use. We recognized a distinction between regulation of the features of oil and gas well operations and regulation through zoning of the location of the well. Id. at 863. While the preemption clauses of the Oil and Gas Act and the Surface Mining Act are very similar, the former contains an added sentence that substantially curtails MPC-enabled ordinances. Id. at 864-65 n. 8. Nonetheless, even given the stricter preemption clause, we held in Huntley that the Oil and Gas Act does not preempt an ordinance restricting oil and gas wells in a residential district.
We reach a similar conclusion here. The Surface Mining Act's preemption clause expressly preempts the regulation of surface mining; however, the clause does not preempt local regulation of land use via zoning ordinances, which may affect where surface mining is located or sited. We will not infer that an express preemption clause encompasses the traditionally local concerns of land use and zoning when the General Assembly has not clearly incorporated those concerns into the clause. The residential setback provision challenged here does not constitute regulation of surface mining, as that term is defined in the Surface Mining Act. Rather, the setback provision falls clearly within the purview of traditional zoning regulations and merely regulates where surface mining can be sited relative to residential structures. Therefore, we hold that the residential setback provision in the Adams Township Zoning Ordinance is not expressly
Our analysis is not complete, however, because Hoffman Mining also contends that the General Assembly
In Cellucci v. General Motors Corporation, 550 Pa. 407, 706 A.2d 806 (1998), we considered whether a federal statute, the National Traffic and Motor Vehicle Safety Act (hereinafter the "Safety Act"),
Although we recognize that the instant appeal involves a question of state law preemption of a local ordinance, we can see no reason why the logic of Cellucci, which was set forth in the context of federal preemption of state law, should not apply. We therefore conclude that it was error for the Commonwealth Court not to consider Hoffman Mining's claims of implicit preemption, and we shall do so, first considering conflict preemption and then field preemption.
Under the doctrine of conflict preemption, a local ordinance that irreconcilably conflicts with a state statute is invalid. See text, supra. A conflict is irreconcilable if simultaneous compliance with both the local ordinance and the state statute is impossible. See Fross, supra at 1203 n. 12; Rendell, 986 A.2d at 81-82; Marcincin, 515 A.2d at 1326. In addition, a local ordinance will be invalidated under conflict preemption if it stands "as an obstacle to the execution of the full purposes and objectives" of a statutory enactment of the General Assembly. Fross, supra at 1203-1207; Holt's Cigar, 608 Pa. 146, 10 A.3d at 907.
We consider first whether it is possible to comply with the setback provisions of both the Adams Township Zoning Ordinance and the Surface Mining Act, and we conclude that it is indeed possible to do so. The zoning ordinance provides that, in the Conservancy (S) District, "[a]ll mining, excavating, and blasting activities shall maintain, at a minimum ... [a]
We do not accept Hoffman Mining's argument because we cannot conclude, based solely on an inference from the text of the Surface Mining Act, that there is an irreconcilable conflict between the statute and the ordinance. See Marcincin, supra at 1326 ("Where an ordinance conflicts with a statute, the will of the municipality as expressed through an ordinance will be respected unless the conflict between the statute and the ordinance is irreconcilable."). Hoffman Mining's inference notwithstanding, the relevant statutory text states
Next, we consider whether the residential setback provision of the zoning ordinance stands as an obstacle to the execution of the full purposes and objectives of the General Assembly in the Surface Mining Act. The zoning ordinance was enacted pursuant to the authority granted to the governing body of each municipality via the MPC. As set forth in the MPC, each municipality has the authority to enact, amend, and repeal zoning ordinances to implement comprehensive plans and to accomplish any of the purposes of the MPC, which include the following: protecting and promoting safety and health; accomplishing coordinated development; guiding uses of land and structures; promoting preservation of natural and historic resources and prime agricultural land; and permitting municipalities to minimize existing or foreseeable problems. 53 P.S. § 10105 and 10601; see Miller, 451 A.2d at 1006 ("[Z]oning ordinances must be enacted for the health, safety or general welfare of the community[,] and their provisions, including setbacks, must advance those purposes.") Furthermore, zoning provisions "should ... give consideration to the character of the municipality, the needs of the citizens and the suitabilities and special nature of particular parts of the municipality." 53 P.S. § 10603(a).
The Surface Mining Act includes a lengthy statement of purpose, relevant excerpts of which are as follows:
52 P.S. § 1396.1 (emphases added).
We do not conclude that the zoning provision challenged here, which imposes a 1,000 foot setback from residential structures and was duly enacted under the MPC, stands as an obstacle to the execution of any of the statutory purposes and objectives set forth in Section 1396.1 of the Surface Mining Act. The zoning ordinance certainly presents no obstacle to a primary purpose of the statute, to "provid[e] for the conservation and improvement of areas of land affected in [ ] surface mining;" nor does the zoning ordinance present any obstacle to the protection and maintenance of the water supply. Id. Importantly, there is no indication in the Surface Mining Act of any intent to completely subsume all land use management and planning, to the total exclusion of local zoning authorities, whenever the land use includes surface mining. Rather, the General Assembly's explicit objective is "to
Another purpose of the Surface Mining Act is "to designate lands unsuitable for mining and to maintain
In sum, with respect to conflict preemption, we conclude that there is no irreconcilable conflict between the relevant setback provisions of the zoning ordinance and the Surface Mining Act, and that the zoning ordinance does not stand as an obstacle to the execution of the full purposes and objectives of the General Assembly as set forth in the Surface Mining Act. Accordingly, application of conflict preemption principles to the circumstances of this case does not militate in favor of invalidating the zoning ordinance.
Turning to Hoffman Mining's arguments as to field preemption, we likewise cannot conclude that the General Assembly implicitly intended the Surface Mining Act to be exclusive with respect to the location or siting of surface mining within a municipality. As discussed above, in our conflict preemption analysis, an explicit objective of the Surface Mining Act is "to
Hoffman Mining also asserts that the field of surface mining reflects a need for uniformity which is reflected in the comprehensive statutory scheme of the Surface Mining Act. Hoffman Mining argues that a "lack of uniformity would stand as an obstacle to the comprehensive regulatory scheme of the [Surface Mining Act]." Hoffman's Brief at 24. The comprehensive regulatory scheme set forth in the Surface Mining Act concerns surface mining activities and conservation and reclamation procedures and protocols, including licensing, permitting, reclamation, blasting, notice, bonding, pollution control, remedies, penalties, etc. As we have discussed supra, the location and siting of surface mining within a municipality are not included within the statutory definition of surface mining activities, and we do not discern an intent on the part of the General Assembly to deprive local zoning authorities of their MPC-enabled power and responsibility to consider local conditions when deciding where surface mining should be sited within their communities.
Having considered all of Hoffman Mining's arguments for express, conflict, and field preemption, we conclude that the Surface Mining Act does not preempt, explicitly or impliedly, the challenged residential setback provision of the Adams Township Zoning Ordinance. This holding is consistent with our recent decision in Huntley, wherein we held that the express preemption clause of the Oil and Gas Act did not preempt a local zoning ordinance that barred drilling, except as a conditional use, in certain areas of the municipality. Huntley, 964 A.2d at 855, 866. We concluded in Huntley that a well's placement at a certain location was not a "feature" of its operation and that the zoning ordinance at issue served different purposes from those enumerated in the Oil and Gas Act. Id. at 864-66. And, the Oil and Gas Act is not silent as to the matter of where wells can be sited; we recognized that under the provision entitled "Well location restrictions," the Act sets forth a number of setbacks, barring, for example, the drilling of wells within 200 feet of any existing building or water well or within 100 feet of any stream or body of water, unless a variance or waiver is granted. Huntley, supra at 861; 58 P.S. § 601.205(a) and (b). Thus, although the Oil and Gas Act unquestionably included some restrictions with respect to where oil and gas wells could be sited, we concluded that additional land use restrictions, enabled by the MPC and enacted by the local zoning authority, were not precluded. Our conclusion in the instant case is similar.
It bears noting that the ordinance at issue in Huntley was farther-reaching than the ordinance at issue here. In Huntley, the ordinance barred drilling altogether in certain areas of the municipality, unless a variance or waiver was granted. In contrast, the ordinance at issue here only imposes a setback from residential structures that is greater than the setback imposed under the Surface Mining Act. We contemplated a similar situation in Miller, supra at 1006, wherein we concluded as follows: if municipalities can exclude mining from certain districts, then surely they can "impose the lesser burden of requiring setbacks for [mining] in zones in which it is permitted."
Accordingly, we affirm the order of the Commonwealth Court.
Justices EAKIN, BAER, and ORIE MELVIN join the opinion.
Chief Justice CASTILLE files a concurring opinion, in which Justices TODD and ORIE MELVIN join.
Justice SAYLOR files a concurring opinion, in which Chief Justice CASTILLE and Justice ORIE MELVIN join.
Chief Justice CASTILLE, concurring.
I concur in the result reached by the Majority and join its analysis, insofar as that analysis goes; I also join Mr. Justice Saylor's Concurring Opinion, as I will explain below. The Majority appears to review all of appellant's claims through the prism of the express preemption clause of the Surface Mining Conservation and Reclamation Act (the "Surface Mining Act"), 52 P.S. § 1396.17a. While such an analysis accounts for some of appellant's arguments, the bulk of appellant's field and conflict preemption points are not directly addressed. The oversight may be a consequence of imprecise briefing by appellant, which conflates distinct legal theories concerning preemption. Nevertheless, the blended arguments implicate separate theories easily discernible in terms of existing preemption paradigms, and I believe it is prudent to acknowledge and address the points.
As the Majority observes, appellant poses its claims in terms of a five-factor test formulated by the Commonwealth Court in Duff v. Township of Northampton, 110 Pa.Cmwlth. 277, 532 A.2d 500 (1987), without acknowledging subsequent binding precedent from this Court that refined the Duff articulation of the law of preemption in Pennsylvania. See Majority Op. at 602 n. 18. As a direct result, appellant both comingles its arguments regarding the distinct types of preemption recognized by this Court and fails to address relevant factors in a cogent and persuasive manner. Nonetheless, to the extent that its arguments implicate current preemption paradigms, it is clear that appellant posits, in addition to the argument addressed by the Majority: (1) that the field of surface mining, and consequently the Adams Township Ordinance (the "Ordinance") and its setback requirement provision, are preempted expressly by Section 17.1 of the Surface Mining Act, 52 P.S. § 1396.17a; (2) that the field of surface mining and the Ordinance are preempted expressly by Section 4.2(a) of the Surface Mining Act, 52 P.S. § 1396.4b; and (3) that Section 1413.5(a) of the Ordinance is in conflict with Section 4.2(c) of the Surface Mining Act, and is thusly preempted under conflict theory.
Section 17.1 states:
52 P.S. § 1396.17a (citation and footnote omitted) (emphasis added). Appellant argues that, in Miller & Son Paving, Inc. v. Wrightstown Township, 499 Pa. 80, 451 A.2d 1002 (1982) ("Miller"), this Court held that the second clause of Section 17.1 preempts the field of surface mining regulation, rendering invalid any local ordinances, including those adopted pursuant to the MPC after the effective date of the Surface Mining Act. See Appellant's Brief at 14 (Miller "Court held that ... all ordinances,
Appellant's interpretation of Miller is unpersuasive. At issue in Miller was a local zoning ordinance pre-dating the Surface Mining Act, which the Court held was "neither superseded nor preempted" and was valid. The Court did not decide the validity of any local ordinances promulgated after the effective date of the Surface Mining Act, and indicated only, contrary to appellant's argument, that "the Legislature could not have intended in 1971 to displace all existing and future local regulation of surface mining." 451 A.2d at 1005. I would reject appellant's Miller-based
Notably, appellant does not offer a well-developed field preemption argument premised on the plain language of Section 17.1. To the extent any such argument is intended, appellant seems to claim that the second clause of Section 17.1 should be
Similarly, I would reject appellant's alternate claim, which is that Section 4.2(a) reveals the General Assembly's intent to preempt all local ordinances in the field of surface mining. In relevant part, Section 4.2(a) provides:
52 P.S. § 1396.4b(a) (emphasis added). Appellant claims that this Court has interpreted a similar provision of the Anthracite Strip Mining and Conservation Act (the "Strip Mining Act") as preempting the field of anthracite strip mining regulation. See Harris-Walsh, Inc. v. Borough of Dickson City, 420 Pa. 259, 216 A.2d 329 (1966) ("Harris"). In Harris, the Court held that the Strip Mining Act provision granting "exclusive jurisdiction" to the Department of Mines and Mineral Industries over "all coal stripping operations coming within the provisions of th[e Strip Mining Act]" indicated the General Assembly's intention that "the Commonwealth, and only the Commonwealth, shall regulate the anthracite strip mining industry [and] preclude
The Majority does not address appellant's argument, and fails to address the Harris decision. In my view, the case plainly is distinguishable.
Notably, the Strip Mining Act at issue in Harris did not contain a counterpart to Section 17.1 of the Surface Mining Act and did not otherwise expressly address the preemptive effect of the state law on local legislation. The Harris Court considered the plain language, and the textual and historical contexts in which the phrase "exclusive jurisdiction" of Section 10 of the Strip Mining Act operated, and interpreted it as an expression of legislative intent to preempt that field. With respect to the Surface Mining Act, however, Section 4.2 has to be read in pari materia with Section 17.1, which protects local zoning ordinances adopted pursuant to the MPC. For the entire Surface Mining Act to be effective and for its interpretation to avoid absurd results, the phrase "exclusive jurisdiction" within Section 4.2 of the Surface Mining Act cannot be held to mean what appellant advocates, i.e., that the General Assembly sought to occupy the field of surface mining regulation so that all local ordinances, including those adopted pursuant to the MPC, are invalid. See 1 Pa.C.S. § 1922(1), (2). On these grounds, I would reject appellant's suggestion that we apply Harris to Section 4.2 of the Surface Mining Act and accept its derivative field preemption argument.
Finally, I note that I agree with the Majority's conflict preemption analysis, because it squares with my dissenting expression in Holt's Cigar Co. v. City of Philadelphia, 608 Pa. 146, 10 A.3d 902 (2011) ("Holt's"). In a conflict preemption analysis, the Court examines whether the state statute and the local enactment are irreconcilable, and whether the local enactment stands as an obstacle to the execution of the full purposes and objectives of the General Assembly. Fross v. County of Allegheny, 20 A.3d 1193, 1203 (Pa.2011). Appellant argues that the Ordinance stands as an obstacle to the execution of the General Assembly's policies, as expressed in the Surface Mining Act, which "by implication" prohibits setbacks in excess of 300 feet. Appellant claims that, because the Surface Mining Act addresses and sets a 300-foot setback, the state statute is irreconcilable with the Ordinance's 1,000-foot setback provision, which is thereby preempted. Furthermore, appellant claims that the Ordinance's 1,000-foot setback denies appellant access to 88 percent of the coal on its parcel, contrary to the Surface Mining Act's purpose to balance environmental and agricultural interests with energy production goals. Appellant's Brief at 12-13, 19, 23, 26.
The state and local enactments are not irreconcilable. Appellant can comply with both the statewide (300 feet) and the local (1,000 feet) setbacks, at the same time, by mining outside a 1,000-foot perimeter around any occupied dwellings. See, e.g., Mazzo v. Bd. of Pensions & Retirement, 531 Pa. 78, 611 A.2d 193 (1992) (irreconcilable conflict where local ordinance prohibited reinstatement of city employee on terms mandated by controlling state enactment). Appellant does not disagree, but claims instead that the irreconcilable conflict is between the Ordinance and what it says is the silent protection the Surface Mining Act setback provision affords drilling
Rather, the controlling inquiry is whether the Adams Township Ordinance's 1,000-foot setback is an obstacle to accomplishing the full purposes and objectives of the Surface Mining Act. The General Assembly stated the purposes of the Surface Mining Act as follows:
52 P.S. § 1396.1 (Purpose of Act).
In its brief, appellant notably quotes a severely truncated version of Section 1 and then emphasizes only the energy goals of the Surface Mining Act. Appellant forwards a claim that the Ordinance upsets the balance sought by the Surface Mining Act between protection of the environment and agricultural productivity and the need for coal as an essential source of energy. In support of this claim, however, appellant offers evidence only of the Ordinance's impact on its own use of land, an alleged loss of production of 88 percent, while offering as self-evident a claim of harmful effect deriving from lack of uniformity in setback provisions.
I would reject this conflict preemption theory for two reasons. First, on balance, the Ordinance's setback provision plainly appears to forward the General Assembly's
For these reasons, in addition to the reason identified by the Majority and Justice Saylor, I concur in the mandate to affirm.
Justices TODD and ORIE MELVIN join this concurring opinion.
Justice SAYLOR, concurring.
I join the majority's well-reasoned opinion.
I write only to observe that much of the difficulty in this area of the law stems from the decision in Miller & Son Paving, Inc. v. Wrightstown Township, 499 Pa. 80, 451 A.2d 1002 (1982). Specifically, the Miller Court discerned a difference between the concepts of supersedure and preemption in construing the section of the Surface Mining Act addressing the statute's effect on local ordinances, reasoning that the statutory reference to the former term suggested a temporal overlay. See id. at 86-87, 451 A.2d at 1005. In the preemption context, however, these terms are commonly employed as synonyms. For example, the pervasively applicable federal conflict preemption provision under Section 514(a) of the Employee Retirement Income Security Act is phrased in terms of supersedure, although it is widely understood to embody preemption. See 29 U.S.C. § 1144(a).
Absent Miller, I would read Section 17.1, in accordance with its rather natural and straightforward purport, to except ordinances adopted pursuant to the Municipalities Planning Code from the scope of the intended preemption.
Chief Justice CASTILLE and Justice ORIE MELVIN join this concurring opinion.
Adams Township Zoning Ordinance § 1413.5(a).
52 P.S. § 1396.4b(c).
52 P.S. § 1396.4e(h)(5).
The statutory definition of "operation" is as follows:
52 P.S. § 1396.3 ("Definitions").
52 P.S. § 1396.4b(a) (emphasis added).
We cannot conclude that subsection 1396.4b(a) alters our interpretation of the Surface Mining Act's express preemption clause, see supra, or other provisions, see infra. Subsection 1396.4b(a) does not mention location or siting of surface mining within a municipality, and it does not mention zoning ordinances. It refers only to "surface mining operations." For the many reasons discussed throughout this text, we decline to interpret "surface mining operations" to encompass location and siting of a surface mine within a municipality, and accordingly we decline to conclude that the location and siting of a surface mine within a municipality is within the exclusive jurisdiction of the Department of Environmental Protection, to the total exclusion of any local zoning ordinance.
For its assertions of implicit preemption, Hoffman Mining relies on the five factors that the Commonwealth Court set forth in Duff v. Township of Northampton, 110 Pa.Cmwlth. 277, 532 A.2d 500, 505 (1987), affirmed per curiam, 520 Pa. 79, 550 A.2d 1319 (1988). The Duff factors, are the following:
Duff, supra at 505.
We observe that the application of the discrete Duff factors in our subsequent case law has been refined to an analysis based upon conflict preemption and field preemption.
A potential threshold question is whether appellant preserved its field preemption arguments regarding Sections 17.1 and 4.2(a) of the Surface Mining Act. The record suggests that appellant may not have preserved the Section 4.2(a) issue, but appellees do not argue waiver, and the Majority does not find waiver. In any event, the issue is one of law easily resolved on the existing record, as I will explain.
52 P.S. § 1396.17a (emphasis added; footnote omitted).